Previous 35 / 61 Next

Securities services CI services (including procedures)(Note 1) Examples of CISs outages caused by system Explanation of services (including services) failures name (Relevant laws) - Negotiable securities - Negotiable securities trading, market - Delay and suspension of negotiable securities trading etc. derivatives trading or foreign market trading - Transaction derivatives trading (Article 2, paragraph mediation, (8), item (i) of the Financial Instruments commission and and Exchange Act) representation for - Mediation, commission or representation negotiable securities for negotiable securities trading, market trading etc. derivatives trading or foreign market - Negotiable securities derivatives trading (Article 2, paragraph etc. settlement (8), item (ii) of the Financial Instruments commission and Exchange Act) - Negotiable securities etc. settlement commission (Article 2, paragraph (8), item (v) of the Financial Instruments and Exchange Act) - Establishment of - Provision of market facilities for negotiable - Delay and suspension of negotiable securities financial product securities trading or market derivatives trading and market derivatives trading markets trading, and other work related to the establishment of financial product markets (Article 2, paragraphs (14) and (16) and Articles 80 and 84 of the Financial Instruments and Exchange Act) - Money transfer - Work related to transfer of corporate bonds, - Delay and suspension of transfer of corporate services etc. (Article 8 of the Act on Book-Entry bonds, shares, etc. Transfer of Company Bonds, Shares, etc.) - Financial product debt underwriting - Liability assumption work through underwriting or renewal of debt based on negotiable securities trading etc. targeted transactions (Article 2, paragraph (28) of the Financial Instruments and Exchange Act) - Delay and suspension of settlement of financial instruments trading 29 Laws and guidelines pertaining to CISs outages reports (Service maintenance levels(Note 2)) - Comprehensive Guidelines for the Supervision of Financial Instruments Business Operators, etc. - Article 112 of the Cabinet Office Ordinance on Financial Instruments Exchanges, etc. - Article 19 (report of accident) of the Act on Book-Entry Transfer of Company Bonds, Shares, etc. - Article 17 (accidents) of the Order on Supervision of General Book-Entry Institutions - Comprehensive Guideline for Supervision of Settlement/Money Transfer Agencies - Article 188 (obligation to prepare, archive, and report documents related to the business of financial instruments business operators) of the Financial Instruments and Exchange Act - Article 48 (documents to be submitted in connection with the business of financial instrument clearing organizations) of the Cabinet Office Ordinance on Financial Instruments Clearing Organizations, etc. - Comprehensive Guideline for Supervision of Settlement/Money Transfer Agencies Annex 2: Explanation of CI Services and CI Service Outage Examples CI sectors

Select target paragraph3

● ● ●

Guideline for Establishing Safety Principles for Ensuring Information Security of Critical Infrastructure (5th Edition)

Document

State

Japan

Type of Document (for States): Policy Implementation Frameworks and Action Plans

Topics

Critical Infrastructure
Cyber Crime
Cybersecurity Awareness
Cybersecurity Exercises
Data Protection
Economy and Finance
Incident and Emergency Response
National Cyber Defense
Public-Private Partnership
Risk Mitigation and Management
Training and Education

United Nations Regional Group

Asia-Pacific States

Issuing Body

Cybersecurity Strategic Headquarters

Summary

Aims to support the formulation and revision of Safety Principles by setting out items that should be provided for in Safety Principles, taking into account the concept of Mission Assurance in critical infrastructure (CI);
Categorises documents that serve as standards or references for the decisions and actions taken by CI operators into 4 categories of Safety Principles:
- Mandatory standards that are stipulated by the government based on the relevant laws;
- Recommended standards and guidelines that are stipulated by the government in accordance with the relevant laws;
- Industry standards and guidelines that cut across industries, stipulated by industrial organizations with the aim of fulfilling the expectations of the citizens and the relevant laws;
- Internal regulations, etc. stipulated by CI operators with the aim of fulfilling the expectations of citizens, users, and the relevant laws.
Identifies the purpose of formulating the Safety Principles, their applicable scope, as well as the roles of stakeholders in their implementation and measures to be taken on different levels and by different stakeholder groups.

Source Link 1: https://www.nisc.go.jp/eng/pdf/principles_ci_eng_v5_r1.pdf

Source Link 2: https://www.nisc.go.jp/eng/

Year Published: 2018

Date Published: Apr 4, 2018

Year Updated or Amended: 2019

Document Language(s)

English

Preview

Map

Latitude: 36.204824

Longitude: 138.252924

Map (linked Document): Japan

Primary Documents

2019_Japan_en_Guideline for Establishing Safety Principles.pdf
English
Download View

UNIDIR Cyber Policy Portal Database

Select target paragraph3

Guideline for Establishing Safety Principles for Ensuring Information Security of Critical Infrastructure (5th Edition)

Primary Documents

Notifications