L 119/122
EN
Official Journal of the European Union
4.5.2016
Article 38
Derogations for specific situations
1.
In the absence of an adequacy decision pursuant to Article 36, or of appropriate safeguards pursuant to Article 37,
Member States shall provide that a transfer or a category of transfers of personal data to a third country or an internat
ional organisation may take place only on the condition that the transfer is necessary:
(a) in order to protect the vital interests of the data subject or another person;
(b) to safeguard legitimate interests of the data subject, where the law of the Member State transferring the personal
data so provides;
(c) for the prevention of an immediate and serious threat to public security of a Member State or a third country;
(d) in individual cases for the purposes set out in Article 1(1); or
(e) in an individual case for the establishment, exercise or defence of legal claims relating to the purposes set out in
Article 1(1).
2.
Personal data shall not be transferred if the transferring competent authority determines that fundamental rights
and freedoms of the data subject concerned override the public interest in the transfer set out in points (d) and (e) of
paragraph 1.
3.
Where a transfer is based on paragraph 1, such a transfer shall be documented and the documentation shall be
made available to the supervisory authority on request, including the date and time of the transfer, information about
the receiving competent authority, the justification for the transfer and the personal data transferred.
Article 39
Transfers of personal data to recipients established in third countries
1.
By way of derogation from point (b) of Article 35(1) and without prejudice to any international agreement referred
to in paragraph 2 of this Article, Union or Member State law may provide for the competent authorities referred to in
point (7)(a) of Article 3, in individual and specific cases, to transfer personal data directly to recipients established in
third countries only if the other provisions of this Directive are complied with and all of the following conditions are
fulfilled:
(a) the transfer is strictly necessary for the performance of a task of the transferring competent authority as provided
for by Union or Member State law for the purposes set out in Article 1(1);
(b) the transferring competent authority determines that no fundamental rights and freedoms of the data subject
concerned override the public interest necessitating the transfer in the case at hand;
(c) the transferring competent authority considers that the transfer to an authority that is competent for the purposes
referred to in Article 1(1) in the third country is ineffective or inappropriate, in particular because the transfer
cannot be achieved in good time;
(d) the authority that is competent for the purposes referred to in Article 1(1) in the third country is informed without
undue delay, unless this is ineffective or inappropriate;
(e) the transferring competent authority informs the recipient of the specified purpose or purposes for which the
personal data are only to be processed by the latter provided that such processing is necessary.
2.
An international agreement referred to in paragraph 1 shall be any bilateral or multilateral international agreement
in force between Member States and third countries in the field of judicial cooperation in criminal matters and police
cooperation.
3.
The transferring competent authority shall inform the supervisory authority about transfers under this Article.
4.
Where a transfer is based on paragraph 1, such a transfer shall be documented.
Select target paragraph3
Connect to a paragraph
Connect to an entity
Disable highlights
Add to table of contents