A/HRC/39/29
sufficiently targeted.45 The law must strictly assign the competences to conduct surveillance
and access the product of surveillance to specified authorities.
36.
In terms of its scope, the legal framework for surveillance should cover State
requests to business enterprises. It should also cover access to information held
extraterritorially or information-sharing with other States. A structure to ensure
accountability and transparency within governmental organizations carrying out
surveillance needs to be clearly established in the law.
37.
Powers of secret surveillance can only be justified as far as they are strictly
necessary for achieving a legitimate aim and meet the proportionality requirement (see
A/HRC/23/40, para. 83 (b)).46 Secret surveillance measures must be limited to preventing or
investigating the most serious crimes or threats. The duration of the surveillance should be
limited to the strict minimum necessary for achieving the specified goal. There must be
rigorous rules for using and storing the data obtained and the circumstances in which the
data collected and stored must be erased need to be clearly defined, based on strict
necessity and proportionality. 47 Intelligence-sharing must be subject to the same principles
of legality, strict necessity and proportionality.
38.
Where Governments consider targeted hacking measures, they should take an
extremely cautious approach, resorting to such measures only in exceptional circumstances
for the investigation or prevention of the most serious crimes or threats and with the
involvement of the judiciary (see CCPR/C/ITA/CO/6, para. 37). 48 Hacking operations
should be narrowly designed, limiting access to information to specific targets and types of
information. States should refrain from compelling private entities to assist in hacking
operations, thereby impacting the security of their own products and services. Compelled
decryption may only be permissible on a targeted, case-by-case basis and subject to judicial
warrant and the protection of due process rights (see A/HRC/29/32, para. 60).
Independent authorization and oversight49
39.
Surveillance measures, including communications data requests to business
enterprises and intelligence-sharing, should be authorized, reviewed and supervised by
independent bodies at all stages, including when they are first ordered, while they are being
carried out and after they have been terminated (see CCPR/C/FRA/CO/5, para. 5). 50 The
independent body authorizing particular surveillance measures, preferably a judicial
authority, needs to make sure that there is clear evidence of a sufficient threat and that the
surveillance proposed is targeted, strictly necessary and proportionate and authorize (or
reject) ex ante the surveillance measures.
40.
Oversight frameworks may integrate a combination of administrative, judicial and/or
parliamentary oversight.51 Oversight bodies should be independent of the authorities
carrying out the surveillance and equipped with appropriate and adequate expertise,
competencies and resources. Authorization and oversight should be institutionally
separated. Independent oversight bodies should proactively investigate and monitor the
activities of those who conduct surveillance and have access to the products of surveillance,
and carry out periodic reviews of surveillance capabilities and technological developments.
The agencies carrying out surveillance should be required to provide all the information
necessary for effective oversight upon request and regularly report to the oversight bodies,
45
46
47
48
49
50
51
Ibid., paras. 248 and 260.
See also Szabo and Vissy v. Hungary, para. 73.
See Roman Zakharov v. Russia, para. 231.
See also Access Now, “A human rights response to government hacking” (September 2016) and
Privacy International, “Government hacking and surveillance: 10 necessary safeguards”.
See A/HRC/34/60 and European Agency for Fundamental Rights, Surveillance by Intelligence
Services: Fundamental Rights Safeguards and Remedies in the EU. Volume II: Field Perspectives and
Legal Update, (Luxembourg, Publications Office of the European Union, 2017).
See also Roman Zakharov v. Russia, para. 233.
See General Assembly resolution 71/199, para. 5 (d).
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