52
Fifth Report
Annex B
40. The eighth question sought to solicit Member State views on the question of sovereignty- as-principle versus sovereignty-as-rule. It was focused
on the constraining function of sovereignty, i.e., whether and how it limits a
State’s ability to conduct cyber operations outside of its territory. Interestingly,
many of the responding States took the question as an invitation to reaffirm
sovereignty’s enabling function – i.e., according State’s authority to regulate
ICTs within their own territorial jurisdiction. Bolivia and Guyana, for example,
both cited sovereignty as authorizing States to exercise jurisdiction over
cyber infrastructure or activities in their territory.102 Ecuador, in contrast, cast
doubt on the ability of States to exercise their sovereignty in cyberspace given its “intangible” characteristics, while affirming States do have sovereignty
over “Cyber infrastructure” and activity related to that infrastructure in their
territory.103 Chile and the United States also echoed the power sovereignty
accords States over ICTs in their territory, but noted that this power must operate within limits. Both cited the need for States to exercise their sovereignty
consistent with international human rights law.104 This last point was echoed
by Colombia in its comments to the OEWG.105
41. On the question of whether sovereignty operates as a stand-alone rule
in cyberspace, three States—Bolivia, Guatemala, and Guyana—affirmed its
status as such.106 Guyana, for example, indicated that sovereignty protections
are “not limited to activities amounting to an unjustified use of force, to an
armed attack, or to a prohibited intervention.”107 Thus, it took the view that
a State “must not conduct cyber operations that violate the sovereignty of
another State” with the existence of such violations depending on “the degree
Bolivia Response, supra note 1, at 5-7; Guyana Response, supra note 1, at 5.
Ecuador Response, supra note 1, at 2.
104
Chile Response, supra note 1, at 4-5 (recognizing sovereignty authorizes protection and
defense of a State’s “critical information infrastructure” as long as those sovereignty-based
measures “do not violate the rule of international law – for example, those contained in international human rights law or international humanitarian law.”); 2014 US GGE Submission,
supra note 1, at 737-8 (noting that the exercise of jurisdiction of a territorial State “is not unlimited; it must be consistent with applicable international law, including international human
rights obligations” and citing, in particular freedom of expression and freedom of opinion).
105
Colombia Comments, supra note 5.
106
Bolivia Response, supra note 1, at 5-7; Guatemala Response, supra note 1, at 3; Guyana
Response, supra note 1, at 5.
107
Guyana Response, supra note 1, at 5.
of infringement and whether there has been an interference with government
functions.”108 Guatemala adopted a similar stance, indicating that “a State participating in a specific cyber operation violates a country’s sovereignty if, in
the course of a cyber attack, it takes certain information from another State’s
cyber realm, even when no harm that could affect equipment or the human
rights of a person or persons is caused.”109
42. Other States’ responses where quite equivocal. Peru simply cited sovereignty as “one of the fundamental pillars of international society” without
opining on its status as an independent rule.110 Ecuador suggested that the
“rule” authorizing States to control their own cyber infrastructure “does not
prevent a state from engaging in cyber operations” without offering an opinion
on whether it might regulate how they do so vis-à-vis other sovereign States.111
43. Chile’s response described sovereignty as a “principle” that “States carrying
out cyber operations must always take … into account.”112 Thus, “every time
a state considers carrying out a cyber operation, it must consider ensuring it
does not affect the sovereignty of another.”113 The use of “principle” may suggest something other than a concrete rule, although the use of “must” creates
a more obligatory expectation. Moreover, Chile did suggest that:
every state has an obligation to respect the territorial integrity
and independence of other states and must faithfully discharge
its international obligations, including as regards the principle
of nonintervention. Cyber operations that hinder another state
from exercising its sovereignty therefore constitute a violation
of that sovereignty and are prohibited under international law.114
102
103
Inter-American Juridical Committee
The last sentence suggests sovereignty might constitute a stand-alone rule
unless one reads the reference to intervention with another State’s exercise
108
109
110
111
112
113
114
Id.
Guatemala Response, supra note 1, at 3.
Peru Response, supra note 1, at 6-7.
Ecuador Response, supra note 1, at 2.
Chile Response, supra note 1, at 5.
Id.
Id.
International Law and State Cyber Operations
53
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