A/76/136
obligations of a humanitarian character prohibiting reprisals and peremptory norms
of international law. 116
Due to the multifold and close interlinkage of cyber infrastructures not only
across different States but also across different institutions and segments of society
within States, cyber countermeasures are specifically prone to generating unwanted
or even unlawful side effects. Against this background, States must be particularly
thorough and prudent in examining whether or not the applicable limitation
criteria to cyber countermeasures are met. 117
A State may – a maiore ad minus – engage in cyber reconnaissance measures in
order to explore options for countermeasures and assess the potential risk of side
effects if such measures fulfil the requirements for countermeasures.
(3)
Measures taken on the basis of necessity
The wrongfulness of a State’s cyber operation that contravenes its international
obligations may be precluded by exception if that State acted out of necessity. 118 This
entails that a State may – under certain narrow circumstances – act against malicious
cyber operations by resorting, for its part, to active counter-operations even in certain
situations in which the prerequisites for countermeasures or self-defence are not met.
The draft articles on State responsibility, which reflect customary law in this
regard, inter alia require that the act must be ‘the only way for the State to safeguard
an essential interest against a grave and imminent peril’. 119 Whether an ‘interest’ is
‘essential’ depends on the circumstances. 120 Germany holds the view that, in the cyber
context, the affectedness of an ‘essential interest’ may inter alia be explained by
reference to the type of infrastructure actually or potentially targeted by a
malicious cyber operation and an analysis of that infrastructure’s relevance for the
State as a whole. For example, the protection of certain critical infrastructures 121 may
constitute an ‘essential interest’. 122 It might likewise be determined by reference to
the type of harm actually or potentially caused as a consequence of a foreign State’s
cyber operation. For example, the protection of its citizens against serious physical
harm will be an ‘essential interest’ of each State – regardless of whether a critical
infrastructure is targeted or not. Nevertheless, given the exceptional character of the
necessity argument, an ‘essential interest’ must not be assumed prematurely.
A case-by-case assessment is necessary to determine whether a peril is ‘grave’.
The more important an ‘essential interest’ is for the basic functioning of a State, the
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117
118
119
120
121
122
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Draft Articles on State Responsibility (note 97), arts. 51, 50 para. 1 (b), (c), and (d); cf. Tallinn
Manual 2.0 (note 55), rules 23, 22.
Tallinn Manual 2.0 (note 55), rule 23, commentary, para. 6.
Cf. International Court of Justice (ICJ), Gabčíkovo-Nagymaros Project (Hungary v. Slovakia),
Judgement of 25 September 1997, I.C.J. Reports 1997, 7, para. 51; Draft Articles on State
Responsibility (note 97), art. 25; Tallinn Manual 2.0 (note 55), rule 26 with commentaries.
Draft Articles on State Responsibility (note 97), art. 25 para. 1 (a). The Draft articles on State
Responsibility further require that the act in question must ‘not seriously impair an essential
interest of the State or States towards which the obligation exists, or of the international
community as a whole’ and state that ‘necessity may [in any case] not be invoked by a State as a
ground for precluding wrongfulness if: (a) the international obligation in question excludes the
possibility of invoking necessity; or (b) the State has contributed to the situation of necessity’,
see art. 25 para. 1 (b) and 2.
Draft Articles on State Responsibility (note 97), art. 25, commentary, para. 15.
On the concept of ‘critical infrastructures’ see above, I.a).
Tallinn Manual 2.0 (note 55), rule 26, commentary, para. 2, correctly noting, however, that the
‘designation [of an infrastructure as critical by a State] as such does not necessarily deprive other
infrastructure of its essentiality’ and that ‘a State’s unilateral description of infrastructure as
critical [is not] determinative of the issue.’
21-09670
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