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Compendium: High Level Review of United Nations Sanctions
Greater transparency concerning the information/evidence forming
the basis for individual listing and for intensifying and deepening cooperation of sanctions committees and the Ombudsperson could improve sanctions procedures and address due process concerns. Additional steps that
the Council could take to improve the quality of information underpinning
listing decisions include periodic reviews of listings to ensure information is
updated and that listings remain appropriate, greater transparency concerning the reasons for listing through narrative summaries for all individuals
and entities listed, and greater efforts to inform sanctioned individuals and
entities of the availability of exemptions under the relevant resolutions, as
well as options to petition for the removal of the sanctions.
20. The Council should continue to improve the fairness and transparency
of sanctions procedures to address human rights and due process issues,
including the criteria for sufficiency and transparency of information as
the basis for individual listings.
21. Committees should refer petitions received through the Focal Point to relevant expert groups and relevant Member States for their views. Committees
should commit to positive consideration of petitions, and in cases where
petitions are denied, committees should provide reasons.
22. Committees should routinely review individual/entity designations, even
in the absence of a petition, to ensure listings remain appropriate. Such
reviews should not only seek to update the narrative summary of the
reasons for the listing, they should also seek an update from the relevant
Member States (State of residence or incorporation, State of nationality,
etc.) as to the contact, if any, that Member State has had with designated
individuals/entities, and confirm that they are aware of the availability of
exemptions and petitions for the removal of sanctions.
23. The Council should encourage all sanctions committees to provide reasons
for decisions taken with regard to listing, delisting, and granting or denying
exemptions to relevant Member States, national and regional courts and
bodies, so as to enhance coordination between the UN and regional
organizations.
24. The Council should consider extending the mandate of the Office of the
Ombudsperson to other sanctions regimes, and consider favorably proposals by the Like Minded States to improve fair and clear procedures.
or mistake, were important procedures which benefited affected individuals and
entities, and HLR discussions recommended that these should be available across
all targeted sanctions regimes.