A/76/136
For the purpose of this paper, ‘cyber processes’ are events and sequences of
events of data creation, storage, processing, alteration or relocation through means of
information technology. The term ‘cyber infrastructure’ refers to all types of hardware
and software components, systems and networks which allow for the implementation
of ‘cyber processes’. This includes ‘[t]he communications, storage, and computing
devices upon which information systems are built and operate.’ 56 ‘Cyber activities’
are ‘cyber processes’ instigated by users of cyber infrastructure. The term ‘cyber
operation’ more narrowly refers to the ‘employment of cyber capabilities to achieve
objectives in or through cyberspace.’ 57 ‘Cyberspace’ itself is understood here as the
conglomerate of (at least partly interconnected) ‘cyber infrastructures’ and ‘cyber
processes’ in the above-mentioned sense. In this paper, the adjective ‘malicious’,
when used to describe certain activities in cyberspace, is not purported to carry a
technical legal meaning.
II.
Obligations of States derived from the United Nations Charter
a)
Sovereignty
The legal principle of State sovereignty 58 applies to States’ activities with
regard to cyberspace. 59 State sovereignty implies, inter alia, that a State retains a
right of regulation, enforcement and adjudication (jurisdiction) with regard to both
persons engaging in cyber activities and cyber infrastructure on its territory. 60 It is
limited only by relevant rules of international law, including international
humanitarian law and international human rights law. Germany recognizes that due
to the high degree of cross-border interconnectedness of cyber infrastructures, a
State’s exercise of its jurisdiction may have unavoidable and immediate repercussions
for the cyber infrastructure of other States. 61 While this does not limit a State’s right
to exercise its jurisdiction, due regard has to be given to potential adverse effects
on third States.
By virtue of sovereignty, a State’s political independence is protected and it
retains the right to freely choose its political, social, economic and cultural system.
Inter alia, a State may generally decide freely which role information and
communication technologies should play in its governmental, administrative and
adjudicative proceedings. Foreign interference in the conduct of elections of a State
may under certain circumstances constitute a breach of sovereignty or, if pursued by
means of coercion, of the prohibition of wrongful intervention. 62 Moreover, by virtue
of its sovereignty, a State may decide freely over its foreign policy also in the field of
information and communication technologies. 63
Furthermore, a State’s territorial sovereignty is protected. Due to the
rootedness of all cyber activities in the actions of human beings using physical
infrastructure, cyberspace is not a deterritorialized forum. 64 In this regard, Germany
underlines that there are no independent ‘cyber borders’ incongruent with a State’s
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57
58
59
60
61
62
63
64
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Tallinn Manual 2.0 (note 55), Glossary (p. 564).
Ibid.
The legal principle of State sovereignty is enshrined – in conjunction with the notion of equality
of States – in Art. 2 para. 1 of the UN Charter.
See also UN Group of Governmental Experts, reports of 2013 and 2015 (note 52), paras. 20 and
27, 28 (b) respectively; Tallinn Manual 2.0 (note 55), rule 1.
A State’s jurisdiction may under certain conditions apply to situations beyond its borders, i.e.
according to the principles of active and of passive nationality as well as universality.
For example, restrictive regulatory or enforcement activities regarding important internet nodes
in the territory of one State may seriously impair the functioning of networks of other States.
See below, at I.b).
See Tallinn Manual 2.0 (note 55), rule 3 (‘external sovereignty’).
Ibid., rule 1, commentary, para. 5.
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