L 119/120
EN
Official Journal of the European Union
4.5.2016
CHAPTER V
Transfers of personal data to third countries or international organisations
Article 35
General principles for transfers of personal data
1.
Member States shall provide for any transfer by competent authorities of personal data which are undergoing
processing or are intended for processing after transfer to a third country or to an international organisation including
for onward transfers to another third country or international organisation to take place, subject to compliance with the
national provisions adopted pursuant to other provisions of this Directive, only where the conditions laid down in this
Chapter are met, namely:
(a) the transfer is necessary for the purposes set out in Article 1(1);
(b) the personal data are transferred to a controller in a third country or international organisation that is an authority
competent for the purposes referred to in Article 1(1);
(c) where personal data are transmitted or made available from another Member State, that Member State has given its
prior authorisation to the transfer in accordance with its national law;
(d) the Commission has adopted an adequacy decision pursuant to Article 36, or, in the absence of such a decision,
appropriate safeguards have been provided or exist pursuant to Article 37, or, in the absence of an adequacy
decision pursuant to Article 36 and of appropriate safeguards in accordance with Article 37, derogations for specific
situations apply pursuant to Article 38; and
(e) in the case of an onward transfer to another third country or international organisation, the competent authority
that carried out the original transfer or another competent authority of the same Member State authorises the
onward transfer, after taking into due account all relevant factors, including the seriousness of the criminal offence,
the purpose for which the personal data was originally transferred and the level of personal data protection in the
third country or an international organisation to which personal data are onward transferred.
2.
Member States shall provide for transfers without the prior authorisation by another Member State in accordance
with point (c) of paragraph 1 to be permitted only if the transfer of the personal data is necessary for the prevention of
an immediate and serious threat to public security of a Member State or a third country or to essential interests of a
Member State and the prior authorisation cannot be obtained in good time. The authority responsible for giving prior
authorisation shall be informed without delay.
3.
All provisions in this Chapter shall be applied in order to ensure that the level of protection of natural persons
ensured by this Directive is not undermined.
Article 36
Transfers on the basis of an adequacy decision
1.
Member States shall provide that a transfer of personal data to a third country or an international organisation
may take place where the Commission has decided that the third country, a territory or one or more specified sectors
within that third country, or the international organisation in question ensures an adequate level of protection. Such a
transfer shall not require any specific authorisation.
2.
When assessing the adequacy of the level of protection, the Commission shall, in particular, take account of the
following elements:
(a) the rule of law, respect for human rights and fundamental freedoms, relevant legislation, both general and sectoral,
including concerning public security, defence, national security and criminal law and the access of public authorities
to personal data, as well as the implementation of such legislation, data protection rules, professional rules and
security measures, including rules for the onward transfer of personal data to another third country or international
organisation, which are complied with in that country or international organisation, case-law, as well as effective and
enforceable data subject rights and effective administrative and judicial redress for the data subjects whose personal
data are transferred;
(b) the existence and effective functioning of one or more independent supervisory authorities in the third country or to
which an international organisation is subject, with responsibility for ensuring and enforcing compliance with data
protection rules, including adequate enforcement powers, for assisting and advising data subjects in exercising their
rights and for cooperation with the supervisory authorities of the Member States; and
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