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Compendium: High Level Review of United Nations Sanctions
and more effective in advancing Security Council objectives. The rationale,
nature, and scope of sanctions should be clearly and widely communicated,
and regular engagement with UN membership and stakeholders prioritised.
Training on sanctions implementation should be provided to the stakeholders, including regional organizations and private sector groups to promote
greater awareness and compliance with sanctions.
Promote UN integration and coordination
Institutional coordination within the UN leaves room for improvement.
Sanctions should be integrated with other UN responses (e.g. peacekeeping
and political missions), including between the field and headquarters, and
the field and expert groups. Regular briefings, training, and the sharing of
expertise and information among UN entities can promote cooperation and
greater consistency across sanctions regimes. A new sanctions technical committee should be established to manage interagency coordination; review and
monitor sanctions implementation and compliance; develop guidance, best
practices, and proposals to improve implementation; standardise committee practices; facilitate cross-cutting and thematic discussions of sanctions
issues; and consider expert group recommendations across regimes.
Strengthen sanctions infrastructure
Improved procedures for recruiting, appointing and supporting (administratively and substantively) expert groups and the Ombudsperson, reflective
of their specialised and independent roles, are necessary. To promote effective monitoring of sanctions implementation and compliance, expert groups
should enhance evidentiary and investigative methodologies, by benefiting
from clusters of subject-area expertise to operating procedures currently in
use by other investigative bodies, peer review, and stronger collaborative
investigations, and be provided adequate resources, training, and support.
An induction and training programme for committee chairs and missions
would contribute to improved effectiveness of sanction committees.
Engage relevant international institutions, instruments,
and actors
A broad range of institutions and mechanisms, not part of the UN sanctions system (e.g. entities addressing arms control/non-proliferation/export
controls, financial controls/commodities, transport/border controls, judicial
processes) but with relevant expertise and information, represent opportunities for cooperation on sanctions implementation. A mapping exercise should