A/HRC/39/29
right to freedom of expression, including processing of personal data for journalistic,
artistic and academic purposes.
31.
Data privacy frameworks should also establish certain obligations of the entities
processing personal data. Those requirements encompass organizational aspects, such as
the establishment of an internal supervisory mechanism, but also include mandatory
actions, such as data breach notifications and privacy impact assessments. In an
increasingly complex technological environment, such assessments assume a key role in
preventing and mitigating privacy harms. 40 Moreover, requirements related to the design of
products and services, such as privacy by design41 and privacy by default,42 are essential
tools for safeguarding the right to privacy.
32.
In a globalized world, transfers of data, including large amounts of personal data are
commonplace and necessary for the operation of many services. States must ensure that
such transfers do not amount to or facilitate undue interference with the right to privacy. At
the same time, strict data localization requirements that oblige all data processing entities to
store all personal data within the country at issue should be avoided (see A/HRC/32/38,
para. 61). Instead, States should focus on ways to ensure that personal data transferred to
another State is protected at least at the level required by international human rights law.
33.
States should establish independent oversight bodies for the processing of personal
data. Such bodies are essential for safeguarding the human rights of the individual against
excessive practices of personal data processing. A supervisory authority requires a statutory
footing in order to establish clearly its mandate, powers and independence. Such oversight
bodies should be provided with the technical, financial and human resources necessary for
effective monitoring of the data-processing activities of States and business enterprises, and
for enforcing legal requirements in that regard. Moreover, such bodies need to have
sufficient legal authority to carry out their functions, including imposing sanctions
proportionate to the violations or abuses committed.43
2.
Procedural safeguards and oversight for surveillance and communications
interception
Safeguards
34.
While all types of State surveillance-related activities must be conducted on the
basis of a law (see A/HRC/27/37, para. 28), the Special Rapporteur on the right to privacy
has called attention to the widespread absence of such legislation. It is noteworthy that in
many jurisdictions, intelligence and law enforcement agencies are excluded from the
provisions of data privacy legislation. Such exceptions should be limited, based on the
principles of necessity and proportionality, in order to ensure an adequate level of data
privacy in all branches of government. Surveillance-specific legislation should be guided
by the following minimum standards.
35.
The law must be publicly accessible. Secret rules and secret interpretations of law do
not have the necessary qualities of “law” (ibid., para. 29). Laws need to be sufficiently
precise. Discretion granted to the executive or a judge and how such discretion may be
exercised must be circumscribed with reasonable clarity (see A/69/397, para. 35). 44 To that
end, the nature of the offence and the category of persons that may be subjected to
surveillance must be described. Vague and overbroad justifications, such as unspecific
references to “national security” do not qualify as adequately clear laws. Surveillance must
be based on reasonable suspicion and any decision authorizing such surveillance must be
40
41
42
43
44
10
For an in-depth analysis of approaches to privacy impact assessments, see David Wright and Paul de
Hert, eds., Privacy Impact Assessment (New York, Springer, 2012).
Meaning that privacy protection must be integrated from the outset when designing a system.
Requiring that a system applies privacy-respecting settings by default.
See, for example, https://ico.org.uk/action-weve-taken/investigation-into-data-analytics-for-politicalpurposes/.
See also Roman Zakharov v. Russia, para. 230.