April 16, 2018
Cybersecurity Framework
Version 1.1
Respond – Develop and implement appropriate activities to take action regarding a
detected cybersecurity incident.
The Respond Function supports the ability to contain the impact of a potential
cybersecurity incident. Examples of outcome Categories within this Function include:
Response Planning; Communications; Analysis; Mitigation; and Improvements.
Recover – Develop and implement appropriate activities to maintain plans for resilience
and to restore any capabilities or services that were impaired due to a cybersecurity
incident.
The Recover Function supports timely recovery to normal operations to reduce the
impact from a cybersecurity incident. Examples of outcome Categories within this
Function include: Recovery Planning; Improvements; and Communications.
2.2
Framework Implementation Tiers
The Framework Implementation Tiers (“Tiers”) provide context on how an organization views
cybersecurity risk and the processes in place to manage that risk. Ranging from Partial (Tier 1) to
Adaptive (Tier 4), Tiers describe an increasing degree of rigor and sophistication in
cybersecurity risk management practices. They help determine the extent to which cybersecurity
risk management is informed by business needs and is integrated into an organization’s overall
risk management practices. Risk management considerations include many aspects of
cybersecurity, including the degree to which privacy and civil liberties considerations are
integrated into an organization’s management of cybersecurity risk and potential risk responses.
The Tier selection process considers an organization’s current risk management practices, threat
environment, legal and regulatory requirements, information sharing practices, business/mission
objectives, supply chain cybersecurity requirements, and organizational constraints.
Organizations should determine the desired Tier, ensuring that the selected level meets the
organizational goals, is feasible to implement, and reduces cybersecurity risk to critical assets
and resources to levels acceptable to the organization. Organizations should consider leveraging
external guidance obtained from Federal government departments and agencies, Information
Sharing and Analysis Centers (ISACs), Information Sharing and Analysis Organizations
(ISAOs), existing maturity models, or other sources to assist in determining their desired tier.
While organizations identified as Tier 1 (Partial) are encouraged to consider moving toward Tier
2 or greater, Tiers do not represent maturity levels. Tiers are meant to support organizational
decision making about how to manage cybersecurity risk, as well as which dimensions of the
organization are higher priority and could receive additional resources. Progression to higher
Tiers is encouraged when a cost-benefit analysis indicates a feasible and cost-effective reduction
of cybersecurity risk.
This publication is available free of charge from: https://doi.org/10.6028/NIST.CSWP.04162018
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