NORM “States should create procedurally transparent frameworks to assess whether and when to disclose not publicly known vulnerabilities or flaws they are aware of in information systems and technologies. The default presumption should be in favor of disclosure.” BACKGROUND As the complexity of operating systems, critical software and computer hardware grows, they increasingly contain vulnerabilities. Those vulnerabilities can be exploited by state and nonstate actors. States sometimes have conflicting interests and responsibilities when dealing with newly discovered vulnerabilities. On the one hand, they have an obligation to promote the resilience and integrity of infrastructure essential to the stability of cyberspace and by helping thwart malicious cyber activity make the entire digital ecosystem safer for all users. This would argue for a state to quickly disclose newly discovered vulnerabilities to vendors and manufacturers for patching, as well as making broader public disclosures, where appropriate, to protect the public. On the other hand, states have an obligation to protect their citizens from criminals, to investigate and prosecute cyber crime offenses, and reserve the right to impose sanctions that act as both a specific and a general deterrent to future malicious activity. An essential tool to pursue malicious actors, and particularly sophisticated actors such as rogue states, is the exploitation of computer code vulnerabilities in the digital infrastructure on which they rely. States therefore often argue that they must preserve at least some select capabilities, including the use of undisclosed vulnerabilities, or else extremely capable malicious actors would go undiscovered and unchecked. While states are unlikely to voluntarily disclose every vulnerability they discover, there has been a recent move by several states away from a presumption that all vulnerabilities will be retained, to one where the presumption is in favor of disclosure in the interests of greater systemic cybersecurity. A key part of this is the creation, by states, of a publicly described process for assessing the pros and cons of disclosure that takes into account the full range of policy, economic, social and technical equities. More specifically, that process should be procedurally transparent and take into account a full range of views including factors such as: network security and resiliency; the security of users and their data; law enforcement and national security utility; and diplomatic and commercial implications. The United States has recently promulgated a new version of such a process and other countries are considering creating their own Vulnerability Equities Process (VEP) policies. Given that vulnerability discovery and disclosure is broader than any one state, in order to promote network resilience while at the same time safeguarding national security, it would be in the interest of the long-term stability of cyberspace for every state to have such a process in place. Additionally, states should work towards compatible and predictable processes. The existence of such processes can act as a confidence-building measure between states in that it provides some assurance that relevant equities and competing interests are fully considered. Of course, every state has differing capabilities and unique interagency structures, however, any effective VEP process should be designed to take a broad range of perspectives and equities into account. In addition, though the actual decisions reached in individual cases may, out of necessity, remain confidential, there should be transparency on the general procedures and framework for reaching such decisions. Finally, this norm deals only with the establishment of a process where disclosure decisions are made. If a government or any other entity decides to make a disclosure, such disclosure should be made in a responsible manner that promotes public safety and does not lead to exploitation of that vulnerability. GLOBAL COMMISSION ON THE STABILITY OF CYBERSPACE NOVEMBER 2018 13

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